DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Harbor Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gery Joseph Sadzewicz | Providence Wealth Advisors, LLC independent RIA | Harbor Wealth Management, LLC other | Other | Dec 2, 2020 | May 4, 2010 |
| Gery Joseph Sadzewicz | Emberhouse, LLC state registered | Harbor Wealth Management, LLC other | Other | Feb 14, 2017 | Jan 5, 2017 |
| Gery Joseph Sadzewicz | Ahm Asset Management, LLC other | Harbor Wealth Management, LLC other | Other | Dec 31, 2014 | Jun 9, 2011 |
| Eric Anthony Heus | Equitable Advisors, LLC national BD | Harbor Wealth Management, LLC other | Other | Aug 24, 2010 | Aug 16, 2010 |
| Larry John Rose | Equitable Advisors, LLC national BD | Harbor Wealth Management, LLC other | Other | Aug 24, 2010 | Aug 16, 2010 |
| Brent D Polzin | Midwest Professional Planners, Ltd. other | Harbor Wealth Management, LLC other | Other | Dec 22, 2008 | Aug 16, 2010 (602 d) |
| Cheryl Ann Moss | Midwest Professional Planners, Ltd. other | Harbor Wealth Management, LLC other | Other | Jan 11, 2008 | Jun 5, 2013 (1972 d) |
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7 moves match.