DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Global Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel John Hanley | Wells Fargo Advisors wirehouse | Global Wealth Management, LLC other | Other | Aug 1, 2017 | Aug 14, 2017 |
| Lino Deangelis | Icici Investment Advisors unclassified | Global Wealth Management, LLC other | Other | Jul 29, 2010 | May 25, 2010 |
| Keka Rath | Icici Investment Advisors unclassified | Global Wealth Management, LLC other | Other | Jul 29, 2010 | Jun 9, 2010 |
| Ram Kolluri | Icici Investment Advisors unclassified | Global Wealth Management, LLC other | Other | Jul 29, 2010 | Apr 23, 2010 |
Page 1 of 1
4 moves match.