DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirementadvice | Jka
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Buddy Bowers | Bts Asset Management, Inc. other | Retirementadvice | Jka other | Other | May 5, 2015 | Feb 18, 2014 |
| Kenneth L Huffman | Integrity Alliance, LLC other | Retirementadvice | Jka other | Other | Dec 2, 2013 | Oct 9, 2014 (311 d) |
| Jack Brunson Keeter | LPL Financial LLC other | Retirementadvice | Jka other | Other | Oct 10, 2011 | May 13, 2011 |
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3 moves match.