DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alpha Architect
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Joshua Anthony Russell | Carson Group Investing asset manager | Alpha Architect independent RIA | Other | Oct 18, 2022 | Oct 12, 2022 |
| Jessica Dawn Leighty | Snow Capital Management, L.P. mixed wealth | Alpha Architect mixed wealth | RIA to RIA | Oct 19, 2021 | Oct 28, 2021 |
| Jessica Lynn Bost | Park Avenue Securities LLC BD affiliated | Alpha Architect mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2021 | Sep 9, 2021 |
| Sebastian Douglas Pugliese | Sei Investments Management Corp other | Alpha Architect other | Other | Nov 2, 2016 | Nov 17, 2016 |
| Andrew Eddy Kern | Kern Asset Management Inc unclassified | Alpha Architect other | Other | Jul 11, 2008 | Sep 7, 2010 (788 d) |
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5 moves match.