DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Raub Brock Capital Management, LP
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cheryl Lenorre Gross | Broadwing Capital Advisors, Inc. independent RIA | Raub Brock Capital Management, LP other | Other | Oct 30, 2017 | Nov 7, 2017 |
| Corey Bryant Long | Strategic Advisers LLC national BD | Raub Brock Capital Management, LP other | Other | Mar 12, 2015 | Mar 10, 2015 |
| David Bruce Lawrence | Mosaic Financial Partners, Inc. other | Raub Brock Capital Management, LP other | Other | Jun 10, 2013 | Jul 3, 2013 |
| Richard Henry Alpert | Raub/Brock Capital Management, Inc. unclassified | Raub Brock Capital Management, LP other | Other | Nov 29, 2010 | Nov 19, 2010 |
| Gregory Scott Sommer | Ameriprise Financial Services, LLC national BD | Raub Brock Capital Management, LP asset manager | Other | Jul 9, 2008 | Apr 5, 2024 (5749 d) |
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5 moves match.