DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nautilus Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Stoian CallanJ.P. Morgan Securities LLC wirehouseNautilus Advisors LLC independent RIAWirehouse to independent RIAApr 11, 2018May 21, 2018 (40 d)
Kara Joyce MarquezJ.P. Morgan Securities LLC wirehouseNautilus Advisors LLC independent RIAWirehouse to independent RIAApr 11, 2018Apr 26, 2018
Michael Anthony CanzoneAmeriprise Financial Services, LLC national BDNautilus Advisors LLC otherOtherJan 11, 2018Dec 21, 2017
Laila KhosroabadiMorgan Stanley wirehouseNautilus Advisors LLC otherOtherOct 23, 2013Nov 5, 2013
Mark Anthony HalbyNew England Securities Corporation otherNautilus Advisors LLC otherOtherJun 19, 2013Jun 18, 2013
Thomas Scott BrennerNew England Securities Corporation otherNautilus Advisors LLC otherOtherSep 9, 2010Sep 1, 2010
Michael Shea BehnerNew England Securities Corporation otherNautilus Advisors LLC independent RIAOtherSep 7, 2010Jan 1, 2025 (5230 d)
Brigand Wade KlineNew England Securities Corporation otherNautilus Advisors LLC otherOtherSep 7, 2010Sep 1, 2010
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8 moves match.