DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 401k Generation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Huey Ruggie | Ruggie Wealth Management independent RIA | 401k Generation other | Other | Jan 7, 2021 | Nov 8, 2010 |
| Morgan Aileen Hatfield | Ruggie Wealth Management independent RIA | 401k Generation other | Other | Jan 7, 2021 | Dec 20, 2010 |
| Roy Edward Kelsey | Skyview Wealth Management, LLC unclassified | 401k Generation other | Other | Jun 1, 2018 | Mar 8, 2018 |
| Marlene Jarrett Nitsch | Skyview Wealth Management, LLC unclassified | 401k Generation other | Other | Feb 21, 2018 | Nov 27, 2023 (2105 d) |
| Kelli Diane Rojas | Ruggie Wealth Management other | 401k Generation mixed wealth | Other | Dec 6, 2012 | Jan 1, 2025 (4409 d) |
| Robert Firmin Farragher | Morgan Stanley wirehouse | 401k Generation other | Other | Dec 12, 2011 | Feb 24, 2012 (74 d) |
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6 moves match.