DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mission Financial Planning, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Eric Nielsen | Ameriprise Financial Services, LLC national BD | Mission Financial Planning, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 26, 2024 | Oct 6, 2025 (619 d) |
| Kristin Kay Schroeder | Fruitful Stewardship LLC unclassified | Mission Financial Planning, Inc. state registered | Other | May 6, 2020 | Mar 27, 2023 (1055 d) |
| James Lawrence Zenk | Cetera Advisors LLC other | Mission Financial Planning, Inc. state registered | Other | Jan 23, 2017 | Oct 9, 2024 (2816 d) |
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3 moves match.