RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• K•• S••••••••
- S•••• S••••••••• L•• independent RIA currentsince May 13, 2025 · Overland Park, Ks
- M•••••• F•••••••• P•••••••• I••• state registeredMar 27, 2023 to Oct 16, 2023 · M••••••, Ks
- F••••••• S••••••••• L•• unclassifiedApr 30, 2018 to May 6, 2020 · Overland Park, Ks
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 18, 2014 to Jul 14, 2016 · Overland Park, Ks
- C••••• A••••••• L•• formerFeb 7, 2013 to Mar 14, 2014 · Overland Park, Ks
- E••••• J•••• national BDOct 11, 2010 to Nov 2, 2011 · St Louis, Mo
- M•••••• F•••••••• P•••••••• I••• to S•••• S••••••••• L••left Oct 16, 2023, registered May 13, 2025 (575 days) · Other
- F••••••• S••••••••• L•• to M•••••• F•••••••• P•••••••• I•••left May 6, 2020, registered Mar 27, 2023 (1055 days) · Other
- V••• F•••••••• A•••••••• I••• to F••••••• S••••••••• L••left Jul 14, 2016, registered Apr 30, 2018 (655 days) · Other
- C••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••left Mar 14, 2014, registered Sep 18, 2014 (188 days) · Other
- E••••• J•••• to C••••• A••••••• L••left Nov 2, 2011, registered Feb 7, 2013 (463 days) · Other
- K•••••• K•• S•••••••• left M•••••• F•••••••• P•••••••• I••• for S•••• S••••••••• L•• (registered 2025-05-13)Oct 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address