DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Indie Asset Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles William Castino | Northwestern Mutual Investment Services,LLC no RAUM | Indie Asset Partners, LLC independent RIA | Other | Apr 22, 2024 | Apr 24, 2024 |
| Robert Dalzell | Wells Fargo Advisors wirehouse | Indie Asset Partners, LLC independent RIA | Wirehouse to independent RIA | Jan 9, 2019 | Jan 4, 2019 |
| Brent Michael Foster | J.P. Morgan Securities LLC wirehouse | Indie Asset Partners, LLC other | Other | Apr 13, 2017 | Apr 7, 2017 |
| Grady J. Gaynor | LPL Financial LLC other | Indie Asset Partners, LLC other | Other | Oct 6, 2010 | Sep 16, 2010 |
| Joshua Scott Haire | LPL Financial LLC other | Indie Asset Partners, LLC other | Other | Oct 6, 2010 | Sep 16, 2010 |
Page 1 of 1
5 moves match.