DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Old Peak Finance
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Grant Mosher | Bluesky Wealth Advisors, LLC independent RIA | Old Peak Finance independent RIA | RIA to RIA | Feb 28, 2024 | Mar 20, 2024 |
| Justin James May | Triad Financial Advisors, Inc. independent RIA | Old Peak Finance independent RIA | RIA to RIA | Aug 29, 2023 | Aug 28, 2023 |
| Erin Alguire Vickery | Sankalpa Financial, L.L.C. unclassified | Old Peak Finance independent RIA | Other | Apr 1, 2022 | Mar 14, 2022 |
| Daniel Alan Routh | Exencial Wealth Advisors independent RIA | Old Peak Finance independent RIA | RIA to RIA | May 7, 2019 | May 27, 2019 |
| Kent Jamieson Fisher | Pri Investments, Inc. other | Old Peak Finance other | Other | Nov 16, 2012 | Jun 10, 2016 (1302 d) |
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5 moves match.