DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Legacy Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik Blase | Beacon Capital Management, Inc. independent RIA | Legacy Financial Group independent RIA | RIA to RIA | Jul 24, 2025 | Jun 16, 2026 (327 d) |
| Anthony Gensler | Ameriprise Financial Services, LLC national BD | Legacy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2023 | Dec 1, 2023 (140 d) |
| Chad Wesley Terry | Ameriprise Financial Services, LLC national BD | Legacy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2020 | Sep 21, 2020 (31 d) |
| Adam Matthew Manguno | Edward Jones national BD | Legacy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2019 | May 23, 2019 |
| Tamara Lynn Smith | Peterson Financial Group, Inc. independent RIA | Legacy Financial Group independent RIA | RIA to RIA | Nov 13, 2018 | Dec 13, 2018 |
| Joseph Theodore Longenecker | Summit Financial Group Inc other | Legacy Financial Group other | Other | Apr 12, 2017 | Apr 20, 2017 |
| William Bemis Elson | Vsr Advisory Services other | Legacy Financial Group other | Other | Jul 25, 2016 | Jul 26, 2016 |
| Rachel Elaine Wood | Vsr Advisory Services other | Legacy Financial Group other | Other | Jul 25, 2016 | Jul 25, 2016 |
| Michael Francis Banasiak | LPL Financial LLC other | Legacy Financial Group other | Other | May 15, 2014 | Sep 1, 2010 |
| Scott R Arnburg | LPL Financial LLC other | Legacy Financial Group other | Other | May 15, 2014 | Mar 7, 2012 |
| Michael Dean Hammen | LPL Financial LLC other | Legacy Financial Group other | Other | Aug 17, 2012 | Aug 22, 2011 |
| Brian Joseph Hood | Legacy Planning Group unclassified | Legacy Financial Group other | Other | Dec 13, 2005 | Sep 1, 2010 (1723 d) |
Page 1 of 1
12 moves match.