DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Apex Financial Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter J Keenan | Vanguard Advisers, Inc. BD affiliated | Apex Financial Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 12, 2025 | May 20, 2025 |
| Daniele Beasley | Twenty unclassified | Apex Financial Advisors, Inc mixed wealth | Other | Nov 10, 2020 | Jan 5, 2021 (56 d) |
| Joseph Russell Weidenburner | Jrw Financial LLC unclassified | Apex Financial Advisors, Inc other | Other | Dec 27, 2016 | Jan 23, 2017 |
| Christine Mary Ahearn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Apex Financial Advisors, Inc other | Other | Sep 16, 2016 | Nov 15, 2016 (60 d) |
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4 moves match.