DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Central States Capital Markets, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Bryce Lawhon | Equitable Advisors, LLC national BD | Central States Capital Markets, LLC other | Other | Sep 18, 2025 | Sep 16, 2025 |
| Omar Ganoom | Caldwell Sutter Capital, Inc. independent RIA | Central States Capital Markets, LLC other | Other | Mar 13, 2024 | Mar 13, 2024 |
| Corey Dale Reece | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Central States Capital Markets, LLC other | Other | Feb 20, 2024 | Feb 15, 2024 |
| Benjamin Robert Young | Northland Asset Management other | Central States Capital Markets, LLC other | Other | Nov 17, 2017 | Nov 21, 2017 |
| James Curtis Brownfield | Commerce Wealth Advisers, LLC other | Central States Capital Markets, LLC other | Other | Dec 21, 2011 | May 5, 2016 (1597 d) |
Page 1 of 1
5 moves match.