DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at New Harbor Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathlyn Marie Scheel | Commonwealth Financial Network national BD | New Harbor Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2016 | Oct 17, 2022 (2232 d) |
| John Christopher Llodra | Commonwealth Financial Network national BD | New Harbor Financial Group, LLC other | Other | Dec 31, 2010 | Jan 6, 2011 |
| Michael Robert Preston | UBS Financial Services Inc. wirehouse | New Harbor Financial Group, LLC other | Other | Feb 8, 2005 | Jan 6, 2011 (2158 d) |
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3 moves match.