DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Db & C Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Bert O'Mealey | LPL Financial LLC BD affiliated | Db & C Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2020 | Apr 14, 2011 |
| Shannon Paul Simon | LPL Financial LLC independent RIA | Db & C Advisors, LLC independent RIA | RIA to RIA | Oct 10, 2018 | Oct 16, 2018 |
| Charles Phillips Langeland | LPL Financial LLC other | Db & C Advisors, LLC independent RIA | Other | Oct 23, 2014 | Jan 15, 2015 (84 d) |
| Mark Allen Veenstra | LPL Financial LLC other | Db & C Advisors, LLC independent RIA | Other | Jun 28, 2011 | Apr 14, 2011 |
| George Malcolm Gardner | LPL Financial LLC other | Db & C Advisors, LLC independent RIA | Other | Jun 28, 2011 | Apr 14, 2011 |
| Douglas Anthony Plamondon | LPL Financial LLC other | Db & C Advisors, LLC independent RIA | Other | Jun 28, 2011 | Apr 15, 2011 |
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6 moves match.