DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Swbc Investment Advisory Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ian T James | Forusall institutional | Swbc Investment Advisory Services LLC no RAUM | Other | Mar 12, 2026 | Apr 15, 2026 (34 d) |
| Mark Donald Murray | Creative Planning independent RIA | Swbc Investment Advisory Services LLC no RAUM | Other | Jun 5, 2023 | Feb 6, 2024 (246 d) |
| Adrian Edward Ramirez | Precision Fiduciary Partners, LLC institutional | Swbc Investment Advisory Services LLC no RAUM | Other | May 17, 2021 | Jul 9, 2021 (53 d) |
| Nicholas David Irwin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Swbc Investment Advisory Services LLC no RAUM | Other | Apr 5, 2017 | Apr 11, 2018 (371 d) |
| Brian Christopher Aylieff | Price Wealth, LLC other | Swbc Investment Advisory Services LLC no RAUM | Other | Oct 3, 2012 | Dec 21, 2012 (79 d) |
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5 moves match.