DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financially In Tune
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Dewey Kundrot | LPL Financial LLC independent RIA | Financially In Tune independent RIA | RIA to RIA | May 26, 2022 | Jun 1, 2022 |
| Philip Clayton Lee | Modera Wealth Management, LLC other | Financially In Tune independent RIA | Other | Jul 15, 2016 | Feb 17, 2017 (217 d) |
| Jeanne Gibson Sullivan | Back Bay Financial Group, Inc. unclassified | Financially In Tune independent RIA | Other | Dec 31, 2010 | Feb 14, 2011 (45 d) |
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3 moves match.