DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Financially In Tune
Legal name Financially In Tune, LLC
Latest filing Feb 5, 2026
First filing on the tape Dec 3, 2019 · 15 filings
SEC status approved since Jan 6, 2020
RAUM
$326M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$326M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$326M as of Feb 5, 2026
Mar 1, 2020$117M then
HNW client RAUM$294M as of Feb 5, 2026
Mar 1, 2020$84.2M then
State-registered IARs (5.B.3)4 as of Feb 5, 2026
Mar 1, 20203 then
Employees (5.A)4 as of Feb 5, 2026
Mar 1, 20203 then
Private funds: no history
RAUM +19% over the last fiscal year+22% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 5, 2026; every figure names its basis
- RAUM per advisor
- $81.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $377,601derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.7%derived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$294M90%
- Individuals$32.6M10.0%
- Individual clients
- 59reported
- HNW clients
- 116reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 864reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
4 left, 0 joined in 12 months
net -4 in 12 months4 left in 90 days0 joined in 90 days4 left over 36 months
Left, latest
- Jeanne Gibson Sullivan to Beacon Pointe Advisors, LLCAug 5, 2026 · RIA to RIA
- Philip Clayton Lee to Beacon Pointe Advisors, LLCAug 5, 2026 · RIA to RIA
- Jennifer Dewey Kundrot to Beacon Pointe Advisors, LLCAug 5, 2026 · RIA to RIA
- Amanda Anne Magee to Beacon Pointe Advisors, LLCAug 5, 2026 · RIA to RIA
Joined, latest
- Jennifer Dewey Kundrot from LPL Financial LLCJun 1, 2022 · RIA to RIA
- Philip Clayton Lee from Modera Wealth Management, LLCFeb 17, 2017 · Other
- Jeanne Gibson Sullivan from Back Bay Financial Group, Inc.Feb 14, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Beacon Pointe Advisors, LLCAug 5, 2026 · Stoneham, Ma · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Clayton Philip Lee · Minority Shareholder/Principal/Chief Compliance Officercontrolsince 01/2018 · owns 10% to 25%
- Anne Amanda Magee · Minority Shareholder/Principalcontrolsince 01/2018 · owns 10% to 25%
- Gibson Jeanne Sullivan · Managing Member/Principalcontrolsince 01/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stoneham, Ma · principal | 0 | 0 | 4 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 937 to 864Feb 25, 2025 to Feb 5, 2026
- HNW clients · 95 to 116Feb 25, 2025 to Feb 5, 2026
- Individual clients · 69 to 59Feb 25, 2025 to Feb 5, 2026
- Assets in custody · 1229477.0 to unsetFeb 25, 2025 to Feb 5, 2026
- Custody of client assets · true to falseFeb 25, 2025 to Feb 5, 2026
- Discretionary RAUM · $265M to $319MFeb 25, 2025 to Feb 5, 2026
- HNW RAUM · $233M to $294MFeb 25, 2025 to Feb 5, 2026
- Individual RAUM · $38.4M to $32.6MFeb 25, 2025 to Feb 5, 2026
- Non-discretionary RAUM · $8.6M to $7.0MFeb 25, 2025 to Feb 5, 2026
- Pension RAUM · 2903098.0 to unsetFeb 25, 2025 to Feb 5, 2026
- RAUM · $274M to $326MFeb 25, 2025 to Feb 5, 2026
- Accounts · 848 to 937Aug 21, 2024 to Feb 25, 2025
- HNW clients · 80 to 95Aug 21, 2024 to Feb 25, 2025
- Individual clients · 72 to 69Aug 21, 2024 to Feb 25, 2025
- Assets in custody · $47,607 to $1.2MAug 21, 2024 to Feb 25, 2025
- Financial planning clients · 101-250 to 101-250Aug 21, 2024 to Feb 25, 2025
- Discretionary RAUM · $216M to $265MAug 21, 2024 to Feb 25, 2025
- HNW RAUM · $183M to $233MAug 21, 2024 to Feb 25, 2025
- Individual RAUM · $38.0M to $38.4MAug 21, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $6.9M to $8.6MAug 21, 2024 to Feb 25, 2025
- Pension RAUM · $1.6M to $2.9MAug 21, 2024 to Feb 25, 2025
- RAUM · $223M to $274MAug 21, 2024 to Feb 25, 2025
- Advisory activities · 3 to 4Apr 17, 2024 to Aug 21, 2024
- Accounts · 780 to 848Feb 10, 2023 to Jan 25, 2024
- HNW clients · 63 to 80Feb 10, 2023 to Jan 25, 2024
- Individual clients · 86 to 72Feb 10, 2023 to Jan 25, 2024
- Assets in custody · $320,082 to $47,607Feb 10, 2023 to Jan 25, 2024
- Discretionary RAUM · $173M to $216MFeb 10, 2023 to Jan 25, 2024
- HNW RAUM · $136M to $183MFeb 10, 2023 to Jan 25, 2024
- Individual RAUM · $44.2M to $38.0MFeb 10, 2023 to Jan 25, 2024
- Non-discretionary RAUM · $7.4M to $6.9MFeb 10, 2023 to Jan 25, 2024
- Pension RAUM · $655,819 to $1.6MFeb 10, 2023 to Jan 25, 2024
- RAUM · $180M to $223MFeb 10, 2023 to Jan 25, 2024
- Accounts · 698 to 780Jun 1, 2022 to Feb 10, 2023
- Advisory activities · 4 to 3Jun 1, 2022 to Feb 10, 2023
- HNW clients · 62 to 63Jun 1, 2022 to Feb 10, 2023
- Individual clients · 137 to 86Jun 1, 2022 to Feb 10, 2023
- Assets in custody · $1.4M to $320,082Jun 1, 2022 to Feb 10, 2023
- Discretionary RAUM · $162M to $173MJun 1, 2022 to Feb 10, 2023
- HNW RAUM · $136M to $136MJun 1, 2022 to Feb 10, 2023
Signals
7 dated events
- Financially In Tune no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $326.2M)Sep 1, 2026 · Left the SEC roster · derived
- Amanda Anne Magee left Financially In Tune for Beacon Pointe Advisors, Llc (registered 2026-05-19)Aug 5, 2026 · Advisor changed firm · fact
- Jennifer Dewey Kundrot left Financially In Tune for Beacon Pointe Advisors, Llc (registered 2026-05-13)Aug 5, 2026 · Advisor changed firm · fact
- Philip Clayton Lee left Financially In Tune for Beacon Pointe Advisors, Llc (registered 2026-05-06)Aug 5, 2026 · Advisor changed firm · fact
- Jeanne Gibson Sullivan left Financially In Tune for Beacon Pointe Advisors, Llc (registered 2026-05-11)Aug 5, 2026 · Advisor changed firm · fact
- Financially IN Tune's advisors moved to Beacon Pointe Advisors, LLC (Stoneham, MA): 4 of 4 registered, on the same dayAug 5, 2026 · Firm absorbed (people side) · derived
- Financially In Tune filed its initial SEC registration (Form ADV)Dec 3, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026