DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cla Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gery Joseph Sadzewicz | Avocet Capital Management LLC independent RIA | Cla Financial Advisors, LLC other | Other | Jan 25, 2024 | Mar 8, 2011 |
| Steven Richard Mcgowan | Md Financial Advisors / Vestment Financial independent RIA | Cla Financial Advisors, LLC other | Other | Aug 24, 2015 | Mar 24, 2016 (213 d) |
| Christopher Robert Davidson | Ameriprise Financial Services, LLC national BD | Cla Financial Advisors, LLC other | Other | Mar 30, 2011 | Jun 2, 2011 (64 d) |
| Dustin Kriengsak-Obhas | Private Vista, LLC other | Cla Financial Advisors, LLC other | Other | Mar 24, 2011 | Apr 15, 2011 |
| Joel Adam Fliegel | Goldman Sachs Wealth Services, L.P. other | Cla Financial Advisors, LLC other | Other | Apr 20, 2010 | Apr 15, 2011 (360 d) |
Page 1 of 1
5 moves match.