DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vigilare Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Lloyd Del Carlo | Schwab Wealth Advisory, Inc. BD affiliated | Vigilare Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2019 | Jul 2, 2019 |
| Christopher Lee Bennett | Schwab Wealth Advisory, Inc. other | Vigilare Wealth Management LLC other | Other | Jan 14, 2015 | Sep 9, 2015 (238 d) |
| Jason Scott Polit | Charles Schwab & Co., Inc. national BD | Vigilare Wealth Management LLC other | Other | Jul 11, 2011 | Jun 27, 2011 |
| Zeljko Jag Zdrale | Charles Schwab & Co., Inc. national BD | Vigilare Wealth Management LLC other | Other | Jul 11, 2011 | Jun 27, 2011 |
| Racquel Leigh Kolsrud | Dowling & Yahnke, LLC other | Vigilare Wealth Management LLC other | Other | Jun 24, 2011 | Jun 20, 2011 |
| Danita Jelani Rios | Wells Fargo Investments, LLC unclassified | Vigilare Wealth Management LLC independent RIA | Other | Feb 23, 2010 | Oct 11, 2019 (3517 d) |
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6 moves match.