DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••••• W••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jan 11, 2012 · 45 filings
SEC status approved since Jun 7, 2011
RAUM
$331M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
96%
$318M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$82.7M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$331M as of Mar 27, 2026
Jan 11, 2012$102M then
HNW client RAUM$292M as of Mar 27, 2026
Feb 7, 2018$191M then
State-registered IARs (5.B.3)4 as of Mar 27, 2026
Jan 11, 20120 then
Employees (5.A)6 as of Mar 27, 2026
Feb 4, 20134 then
Private funds: no history
RAUM +5.0% over the last fiscal year+6.2% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $82.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $732,166derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $309M, 154 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$292M88%
- Individuals$25.8M7.8%
- Charitable organizations$13.2M4.0%
- Individual clients
- 78reported
- HNW clients
- 79reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 452reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $309M for 154 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• L•••• K••••••Certified Financial Planner | S••••Sdale, Az | Jun 20, 2011 | 26 y | 2 |
| Z••••• J•• Z••••• | S••••Sdale, Az | Jun 27, 2011 | 20 y | 1 |
| J•••• S•••• P•••• | S••••Sdale, Az | Jun 27, 2011 | 28 y | 1 |
| D••••• J••••• R••• | S••••Sdale, Az | Oct 11, 2019 | 21 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• L•••• D•• C•••• to F••••••• P••••••• A•• W•••••••• A•••••••Apr 10, 2023 · RIA to affiliated broker-dealer or bank
- T•••••• A••••• M••••••• to F•••••••• A•••••••• L••Jun 25, 2019 · RIA to RIA
- C••••••••• L•• B•••••• to V••••••• A•••••••• I•••May 31, 2016 · Other
Joined, latest
- D••••• J••••• R••• from W•••• F•••• I••••••••• L••Oct 11, 2019 · Other
- M•••••• L•••• D•• C•••• from S••••• W••••• A•••••••• I•••Jul 2, 2019 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• L•• B•••••• from S••••• W••••• A•••••••• I•••Sep 9, 2015 · Other
- J•••• S•••• P•••• from C•••••• S••••• • C••• I•••Jun 27, 2011 · Other
- Z••••• J•• Z••••• from C•••••• S••••• • C••• I•••Jun 27, 2011 · Other
- R•••••• L•••• K•••••• from D•••••• • Y•••••• L••Jun 20, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••• J••••• S•••• · Owner, Managing Member, Chief Compliance Officercontrolsince 06/2011 · owns 50% to 75%
- Z•••••• Z•••••• J•• · Owner, Managing Membercontrolsince 06/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| S••••Sdale, Az · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 448 to 452Sep 23, 2025 to Mar 27, 2026
- HNW clients · 89 to 79Sep 23, 2025 to Mar 27, 2026
- Individual clients · 60 to 78Sep 23, 2025 to Mar 27, 2026
- Assets in custody · $21.2M to $309MSep 23, 2025 to Mar 27, 2026
- Discretionary RAUM · $306M to $316MSep 23, 2025 to Mar 27, 2026
- HNW RAUM · $280M to $292MSep 23, 2025 to Mar 27, 2026
- Individual RAUM · $20.5M to $25.8MSep 23, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $9.5M to $15.2MSep 23, 2025 to Mar 27, 2026
- RAUM · $315M to $331MSep 23, 2025 to Mar 27, 2026
- Accounts · 418 to 448Mar 25, 2024 to Mar 26, 2025
- Charity clients · 1.0 to unsetMar 25, 2024 to Mar 26, 2025
- HNW clients · 75 to 89Mar 25, 2024 to Mar 26, 2025
- Individual clients · 74 to 60Mar 25, 2024 to Mar 26, 2025
- Assets in custody · $10.0M to $21.2MMar 25, 2024 to Mar 26, 2025
- Employees · 5 to 6Mar 25, 2024 to Mar 26, 2025
- Financial planning clients · 26-50 to 26-50Mar 25, 2024 to Mar 26, 2025
- State-registered IARs · 5 to 4Mar 25, 2024 to Mar 26, 2025
- Discretionary RAUM · $279M to $306MMar 25, 2024 to Mar 26, 2025
- HNW RAUM · $258M to $280MMar 25, 2024 to Mar 26, 2025
- Individual RAUM · $20.8M to $20.5MMar 25, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $11.7M to $9.5MMar 25, 2024 to Mar 26, 2025
- RAUM · $291M to $315MMar 25, 2024 to Mar 26, 2025
- Accounts · 454 to 418Apr 20, 2023 to Mar 25, 2024
- Individual clients · 73 to 74Apr 20, 2023 to Mar 25, 2024
- Assets in custody · $7.0M to $10.0MApr 20, 2023 to Mar 25, 2024
- Employees · 6 to 5Apr 20, 2023 to Mar 25, 2024
- Discretionary RAUM · $263M to $279MApr 20, 2023 to Mar 25, 2024
- HNW RAUM · $247M to $258MApr 20, 2023 to Mar 25, 2024
- Individual RAUM · $17.7M to $20.8MApr 20, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $13.3M to $11.7MApr 20, 2023 to Mar 25, 2024
- RAUM · $276M to $291MApr 20, 2023 to Mar 25, 2024
- Accounts · 174 to 454Nov 29, 2022 to Mar 28, 2023
- Advisory activities · 4 to 5Nov 29, 2022 to Mar 28, 2023
- HNW clients · 82 to 75Nov 29, 2022 to Mar 28, 2023
- Individual clients · 91 to 73Nov 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $310M to $263MNov 29, 2022 to Mar 28, 2023
- HNW RAUM · $302M to $247MNov 29, 2022 to Mar 28, 2023
- Individual RAUM · $22.2M to $17.7MNov 29, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $26.6M to $13.3MNov 29, 2022 to Mar 28, 2023
- RAUM · $337M to $276MNov 29, 2022 to Mar 28, 2023
Signals
1 dated events
- M•••••• L•••• D•• C•••• left V••••••• W••••• M••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-06-09)Apr 10, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/vigilare-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- V•••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (480) 636-8292reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026