DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthspire Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rick Pierce Van Benschoten | Lenox Advisors, Inc. unclassified | Wealthspire Advisors independent RIA | Other | Sep 5, 2018 | Sep 3, 2021 (1094 d) |
| Meghan Bergman | Lenox Advisors, Inc. unclassified | Wealthspire Advisors independent RIA | Other | Sep 5, 2018 | Aug 30, 2021 (1090 d) |
| Michael Roman Kuziw | MML Investors Services, LLC BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 | Sep 1, 2021 (1126 d) |
| John Michael Kovacs | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Nov 30, 2017 | Sep 2, 2021 (1372 d) |
| Samuel Fishelberg | Goldman Sachs Wealth Services, L.P. other | Wealthspire Advisors independent RIA | Other | Jun 17, 2015 | Aug 30, 2021 (2266 d) |
| Gregory Kevin Reynholds | Lenox Advisors, Inc. unclassified | Wealthspire Advisors independent RIA | Other | Nov 27, 2012 | Sep 1, 2021 (3200 d) |
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6 moves match.