DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Eps Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler Robert Howarth | Equitable Advisors, LLC national BD | Eps Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 14, 2017 | Jul 11, 2017 |
| Christine Carlton | Alphastar Capital Management other | Eps Wealth Management state registered | Other | Oct 10, 2013 | Apr 17, 2015 (554 d) |
| Leslie Ann Winchester | Charles Schwab & Co., Inc. national BD | Eps Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 17, 2013 | Aug 7, 2014 (477 d) |
| James Lee Tewalt | Gunnallen Financial, Inc unclassified | Eps Wealth Management state registered | Other | Mar 14, 2005 | Feb 28, 2012 (2542 d) |
Page 1 of 1
4 moves match.