DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Naples Global Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Christopher Davis | Fidelity Personal And Workplace Advisors BD affiliated | Naples Global Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2023 | May 12, 2023 |
| Jason R Rundorff | Hbks Wealth Advisors independent RIA | Naples Global Advisors independent RIA | RIA to RIA | Nov 26, 2018 | Dec 21, 2018 |
| John Mixon Suddeth | Naples Capital Advisors other | Naples Global Advisors other | Other | Sep 13, 2011 | Nov 21, 2014 (1165 d) |
| Isaac Earl William Codrey | Raymond James & Associates, Inc. national BD | Naples Global Advisors other | Other | Sep 28, 2009 | Feb 2, 2017 (2684 d) |
| David Ward Griffis | Natcity Investments, Inc. unclassified | Naples Global Advisors other | Other | Jul 6, 2005 | Aug 9, 2017 (4417 d) |
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5 moves match.