DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brs Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Micah John Wakefield | Swan Global Investments, LLC mixed wealth | Brs Financial LLC independent RIA | RIA to RIA | Apr 1, 2022 | Apr 22, 2022 |
| Richard Ronald Jensen | Voya Financial Advisors, Inc. other | Brs Financial LLC independent RIA | Other | Aug 11, 2011 | Aug 16, 2011 |
| Bradley W. Raines | Voya Financial Advisors, Inc. other | Brs Financial LLC independent RIA | Other | Aug 11, 2011 | Aug 16, 2011 |
| David Allen Sims | Strongtower Financial, Inc. unclassified | Brs Financial LLC independent RIA | Other | Jun 1, 2011 | Aug 16, 2011 (76 d) |
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4 moves match.