DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Karsten Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas L Gerber | Scottrade Investment Management BD affiliated | Karsten Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | May 7, 2018 (60 d) |
| Thomas Henry Richardson | 1st Global Advisors Inc other | Karsten Advisors independent RIA | Other | Nov 1, 2017 | Nov 2, 2017 |
| Mark Allen Wakeley | Avantax Advisory Services other | Karsten Advisors other | Other | Sep 22, 2017 | Sep 8, 2017 |
| Jeffrey Scott Zych | Td Ameritrade, Inc. no RAUM | Karsten Advisors other | Other | Dec 16, 2015 | Feb 19, 2016 (65 d) |
| Brian E. O'Neil | Advice And Planning Services other | Karsten Advisors other | Other | Aug 15, 2014 | Sep 25, 2014 (41 d) |
| Thomas Arthur Karsten | Commerce Wealth Advisers, LLC other | Karsten Advisors no RAUM | Other | May 25, 2012 | Jan 4, 2012 |
| Jeffrey Charles Paladini | Commerce Wealth Advisers, LLC other | Karsten Advisors no RAUM | Other | May 25, 2012 | Jan 5, 2012 |
| Marcus Brent Walker | Avantax Advisory Services other | Karsten Advisors no RAUM | Other | Jan 17, 2012 | Jan 12, 2012 |
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8 moves match.