DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Park Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cameron T Gray | Pnc Wealth Management BD affiliated | Park Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2018 | Apr 18, 2018 |
| John Paul Friar | Valmark Advisers, Inc. other | Park Capital Management, LLC independent RIA | Other | May 23, 2014 | Sep 23, 2014 (123 d) |
| Clinton Lee Bauch | Cambridge Investment Research Advisors, Inc. other | Park Capital Management, LLC independent RIA | Other | Jul 17, 2012 | Nov 10, 2011 |
| Daniel James Spellman | M&I Investment Management Corp. other | Park Capital Management, LLC independent RIA | Other | Nov 23, 2009 | Jan 29, 2014 (1528 d) |
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4 moves match.