DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Del-Sette Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rebecca Mason | Goldman Sachs Wealth Services, L.P. BD affiliated | Del-Sette Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2026 | Aug 24, 2026 |
| Jeremy Marc Scher | Goldman Sachs Wealth Services, L.P. BD affiliated | Del-Sette Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2025 | Nov 3, 2025 (167 d) |
| Ann Marie Arceo | Rooted Planning Group independent RIA | Del-Sette Capital Management, LLC independent RIA | RIA to RIA | Nov 27, 2023 | Dec 8, 2023 |
| Carmen David Caruso | Taconic Advisors independent RIA | Del-Sette Capital Management, LLC independent RIA | RIA to RIA | Jun 20, 2023 | Jul 11, 2023 |
| Leah Nelson | Smedley Financial Services Inc independent RIA | Del-Sette Capital Management, LLC independent RIA | RIA to RIA | Oct 16, 2020 | Aug 15, 2023 (1033 d) |
| Hermes William Del-Sette | Next Financial Group, Inc. other | Del-Sette Capital Management, LLC other | Other | May 24, 2012 | Feb 2, 2012 |
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6 moves match.