DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cb3 Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Ridgely Pue Brown | Highpoint Advisor Group, LLC independent RIA | Cb3 Financial Group, Inc. state registered | RIA to a state-registered adviser | Dec 31, 2021 | Jan 2, 2018 |
| Christopher John Breitenbach | World Equity Group, Inc. other | Cb3 Financial Group, Inc. state registered | Other | Mar 7, 2014 | Nov 1, 2011 |
| Alice Ann Brown | World Equity Group, Inc. other | Cb3 Financial Group, Inc. state registered | Other | Dec 31, 2012 | Jan 2, 2018 (1828 d) |
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3 moves match.