DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mainline Private Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Alan LandmanCms Fund Advisers, LLC asset managerMainline Private Wealth, LLC no RAUMOtherJul 15, 2021Jan 5, 2012
Eric Oscar ZeltnerStifel, Nicolaus & Company, Incorporated national BDMainline Private Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2020Aug 25, 2020
Earl R. MillerPnc Wealth Management otherMainline Private Wealth, LLC otherOtherOct 22, 2014Nov 14, 2014
Gary Paul DrozInnovest Financial Management Inc unclassifiedMainline Private Wealth, LLC no RAUMOtherMar 28, 2012Jan 17, 2012
David Saul TurbinerInnovest Financial Management Inc unclassifiedMainline Private Wealth, LLC no RAUMOtherMar 28, 2012Jan 3, 2012
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5 moves match.