DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Prism Financial Concepts
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryan Hugh Pepper | Verity Asset Management independent RIA | Prism Financial Concepts other | Other | Dec 26, 2019 | Jul 6, 2020 (193 d) |
| Robinson Powell Crawford | Lifetime Investment Management, L.L.C. unclassified | Prism Financial Concepts other | Other | Dec 31, 2014 | Jan 26, 2015 |
| David Tyler Heymann | Cambridge Investment Research Advisors, Inc. other | Prism Financial Concepts no RAUM | Other | Aug 1, 2012 | Jan 13, 2012 |
| Patricia Ann Lloyd | Cambridge Investment Research Advisors, Inc. other | Prism Financial Concepts no RAUM | Other | Aug 1, 2012 | Jan 12, 2012 |
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4 moves match.