DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lvw Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacklyn Marie RaymondaOsaic Wealth, Inc. BD affiliatedLvw Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2025Oct 31, 2025
Ashley SullivanCharles Schwab & Co., Inc. national BDLvw Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2022Jul 15, 2022
Jonathan ThomasMckinley Carter Wealth Services, Inc. independent RIALvw Advisors, LLC independent RIARIA to RIAJan 21, 2020Aug 6, 2021 (563 d)
Christopher Russell Van BurenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLvw Advisors, LLC independent RIAWirehouse to independent RIADec 18, 2017Aug 17, 2021 (1338 d)
Joseph Patrick ZappiaWells Fargo Advisors wirehouseLvw Advisors, LLC otherOtherMay 13, 2014May 9, 2014
Abigail L AdamsWells Fargo Advisors wirehouseLvw Advisors, LLC independent RIAWirehouse to independent RIAMay 13, 2014Feb 6, 2025 (3922 d)
Richard H Van KurenConvergent Wealth Advisors, LLC otherLvw Advisors, LLC independent RIAOtherOct 12, 2011Sep 3, 2021 (3614 d)
Jeffrey Reed WagnerConvergent Wealth Advisors, LLC otherLvw Advisors, LLC independent RIAOtherOct 12, 2011Aug 7, 2021 (3587 d)
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8 moves match.