DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at King Wealth Management Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patricia Marie Walton | LPL Financial LLC BD affiliated | King Wealth Management Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2023 | Oct 12, 2023 |
| Kenneth Jorma Terpening | Goldman Sachs Wealth Services, L.P. other | King Wealth Management Group, LLC independent RIA | Other | Feb 24, 2017 | May 24, 2021 (1550 d) |
| Michele Marie Martin | Morgan Stanley wirehouse | King Wealth Management Group, LLC independent RIA | Wirehouse to independent RIA | Mar 7, 2013 | May 30, 2021 (3006 d) |
| Jane Marie Quinn | Morgan Stanley wirehouse | King Wealth Management Group, LLC independent RIA | Wirehouse to independent RIA | Feb 8, 2012 | Aug 9, 2021 (3470 d) |
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4 moves match.