DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Signify Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erica Nicole James | Creative Planning independent RIA | Signify Wealth LLC independent RIA | RIA to RIA | Oct 24, 2022 | Feb 13, 2023 (112 d) |
| Kevion Lamar Latham | Raymond James Financial Services Advisors, Inc other | Signify Wealth LLC independent RIA | Other | Nov 3, 2017 | Nov 6, 2017 |
| Stephen Paul Michael Rhodes | Gilford Financial Corp. other | Signify Wealth LLC independent RIA | Other | Dec 16, 2011 | Jan 11, 2012 |
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3 moves match.