DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arthur Stein Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Brandon Smythe | Fefa Financial independent RIA | Arthur Stein Financial, LLC independent RIA | RIA to RIA | Mar 12, 2024 | May 22, 2024 (71 d) |
| Aubrey Hix Carlisle | Guidestone Advisors no RAUM | Arthur Stein Financial, LLC independent RIA | Other | Jan 31, 2018 | Feb 20, 2018 |
| Tanya Elizabeth Rapacz | Compass Wealth Management, LLC other | Arthur Stein Financial, LLC independent RIA | Other | Dec 7, 2015 | Feb 7, 2019 (1158 d) |
| Arthur Stein | Spc Financial Inc other | Arthur Stein Financial, LLC independent RIA | Other | Mar 1, 2013 | Feb 28, 2012 |
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4 moves match.