DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at "Tate Asset Management" And "Dco Wealth Management"

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Taylor Winston HindleFidelity Personal And Workplace Advisors BD affiliated"Tate Asset Management" And "Dco Wealth Management" independent RIAAffiliated broker-dealer or bank to independent RIAJun 25, 2020Jul 15, 2020
Lawrence Edward PalmeMorgan Stanley wirehouse"Tate Asset Management" And "Dco Wealth Management" independent RIAWirehouse to independent RIAJan 27, 2017Jan 1, 2026 (3261 d)
Donald Louis DalesandroAdvanced Practice Advisors, LLC other"Tate Asset Management" And "Dco Wealth Management" otherOtherJul 23, 2014Aug 28, 2014 (36 d)
Timothy James SchneiderAdvanced Practice Advisors, LLC other"Tate Asset Management" And "Dco Wealth Management" independent RIAOtherJun 28, 2013Jan 1, 2025 (4205 d)
Daniel Craig OsgoodAdvanced Practice Advisors, LLC other"Tate Asset Management" And "Dco Wealth Management" otherOtherSep 4, 2012Oct 16, 2012 (42 d)
Christopher Alan TateAdvanced Practice Advisors, LLC other"Tate Asset Management" And "Dco Wealth Management" otherOtherSep 4, 2012Oct 16, 2012 (42 d)
Page 1 of 1
6 moves match.