DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lifetime Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Matthew Rossi | Iams Wealth Management, LLC independent RIA | Lifetime Financial, Inc. state registered | RIA to a state-registered adviser | Dec 22, 2025 | Mar 3, 2026 (71 d) |
| Gary Leonard Hicklin | Horter Investment Management, LLC independent RIA | Lifetime Financial, Inc. state registered | RIA to a state-registered adviser | Jul 8, 2019 | Jul 8, 2019 |
| Phillip Leroy Ingle | Horter Investment Management, LLC independent RIA | Lifetime Financial, Inc. state registered | RIA to a state-registered adviser | Sep 21, 2018 | Jun 17, 2026 (2826 d) |
| Leonard Simon Bakker | Horter Investment Management, LLC other | Lifetime Financial, Inc. state registered | Other | Feb 7, 2018 | Feb 26, 2026 (2941 d) |
| Darren M Candiotty | Crown Capital Securities, L.P. other | Lifetime Financial, Inc. state registered | Other | May 9, 2017 | Jan 3, 2025 (2796 d) |
| Steven Ronald Hoak | Tlg Advisors, Inc. other | Lifetime Financial, Inc. state registered | Other | Feb 24, 2016 | Aug 8, 2017 (531 d) |
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6 moves match.