DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Spearhead Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Timothy Hickey | Avantax Advisory Services BD affiliated | Spearhead Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2019 | Feb 24, 2020 (167 d) |
| Christopher Adam Shepherd | Shepherd Kaplan LLC other | Spearhead Capital Advisors, LLC other | Other | Oct 31, 2017 | Nov 6, 2017 |
| Gary Lewis Kay | Crossroad Capital Management, LLC unclassified | Spearhead Capital Advisors, LLC other | Other | Nov 13, 2015 | Jan 22, 2018 (801 d) |
| Jarrett Todd Bostwick | Ernst & Young Investment Advisers Llp no RAUM | Spearhead Capital Advisors, LLC other | Other | Oct 8, 2003 | Aug 30, 2017 (5075 d) |
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4 moves match.