DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Meridian Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wendy Sue Halingstad | Western Wealth Management LLC independent RIA | Meridian Wealth Management LLC independent RIA | RIA to RIA | Jun 21, 2021 | Apr 8, 2021 |
| Warren Prentice | Edward Jones national BD | Meridian Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2019 | Aug 8, 2019 |
| Richard Eric Weintraub | Cetera Investment Services LLC other | Meridian Wealth Management LLC no RAUM | Other | Oct 5, 2009 | May 30, 2012 (968 d) |
| Richard Nelson Mower | Wells Fargo Investments, LLC unclassified | Meridian Wealth Management LLC no RAUM | Other | Dec 1, 2005 | May 29, 2012 (2371 d) |
| Tanya Rebekah Mathews | Wells Fargo Investments, LLC unclassified | Meridian Wealth Management LLC no RAUM | Other | Nov 23, 2005 | Jun 11, 2012 (2392 d) |
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5 moves match.