DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Efinancial Alliance, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frederick Allan Phillips | Origin Investment Advisory LLC independent RIA | Efinancial Alliance, LLC independent RIA | RIA to RIA | Nov 7, 2023 | Jan 25, 2024 (79 d) |
| Destin Michael Tompkins | M Holdings Securities, Inc. other | Efinancial Alliance, LLC independent RIA | Other | Nov 7, 2013 | Dec 5, 2013 |
| Mitchell Kevin Anderson | Envision Wealth Planning other | Efinancial Alliance, LLC independent RIA | Other | May 2, 2012 | Apr 20, 2012 |
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3 moves match.