DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Advisors Of Tampa Bay
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kimberly Ann Oliver | Ameriprise Financial Services, LLC national BD | Wealth Advisors Of Tampa Bay independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2019 | Jan 1, 2025 (1939 d) |
| Ryan Douglas Chard | T. Rowe Price Advisory Services, Inc. independent RIA | Wealth Advisors Of Tampa Bay independent RIA | RIA to RIA | Jul 8, 2019 | Feb 28, 2020 (235 d) |
| Robert Fenn Giles | Citigroup Global Markets Inc. other | Wealth Advisors Of Tampa Bay other | Other | Aug 15, 2014 | Sep 2, 2014 |
| Robert Fenn Giles | Florida Investment Advisors other | Wealth Advisors Of Tampa Bay no RAUM | Other | Apr 18, 2012 | May 17, 2012 |
| Gelsomina Medaglia Lipscomb | Florida Investment Advisors other | Wealth Advisors Of Tampa Bay no RAUM | Other | Apr 18, 2012 | May 14, 2012 |
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5 moves match.