DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wallick Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Logan Shiver | Park Avenue Securities LLC BD affiliated | Wallick Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2023 | Jan 16, 2024 (32 d) |
| Marc Lowell Murray | Fisher Investments other | Wallick Investments, LLC independent RIA | Other | Apr 6, 2015 | Apr 13, 2015 |
| Jesse Wade Stinnette | Certus Investment Advisors, LLC other | Wallick Investments, LLC independent RIA | Other | Mar 3, 2015 | Mar 2, 2015 |
| Daniel T Wallick | Uvest Financial Services Group, Inc. unclassified | Wallick Investments, LLC independent RIA | Other | Jun 6, 2005 | Jun 20, 2005 |
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4 moves match.