DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Second Half Financial Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Phillip Wayne Statler | Statler Financial Services, Inc. unclassified | Second Half Financial Partners, LLC independent RIA | Other | Sep 9, 2024 | Jun 14, 2024 |
| Michael Donald Fitch | Wells Fargo Advisors wirehouse | Second Half Financial Partners, LLC independent RIA | Wirehouse to independent RIA | Mar 21, 2018 | Apr 16, 2018 |
| John William Swaine | Raymond James Financial Services Advisors, Inc other | Second Half Financial Partners, LLC independent RIA | Other | Apr 7, 2017 | Oct 22, 2012 |
| George David Leidel | Raymond James Financial Services Advisors, Inc other | Second Half Financial Partners, LLC independent RIA | Other | Dec 31, 2016 | Oct 22, 2012 |
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4 moves match.