DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lumina Financial Consultants, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colette Marie Kolanko | Sbsb Financial Advisors other | Lumina Financial Consultants, LLC independent RIA | Other | Jun 15, 2017 | Feb 26, 2019 (621 d) |
| Melissa H Taro | Fjy Financial other | Lumina Financial Consultants, LLC independent RIA | Other | Apr 21, 2017 | Mar 23, 2021 (1432 d) |
| Laurie Fried | Cetera Advisor Networks LLC other | Lumina Financial Consultants, LLC independent RIA | Other | Jan 9, 2015 | Oct 3, 2017 (998 d) |
| Jean Stassi Harrell Schwarz | Sbsb Financial Advisors other | Lumina Financial Consultants, LLC independent RIA | Other | Mar 21, 2012 | May 25, 2012 (65 d) |
Page 1 of 1
4 moves match.