DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Single Point Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michelle Silvermen HarrisonBallentine Partners independent RIASingle Point Partners independent RIARIA to RIAAug 4, 2023Aug 9, 2023
Claire Noel HawkesBallentine Partners independent RIASingle Point Partners independent RIARIA to RIAJan 3, 2023Jan 20, 2023
Leah WarrenBallentine Partners independent RIASingle Point Partners independent RIARIA to RIAJul 15, 2021Apr 11, 2022 (270 d)
Meghan Elizabeth DwyerModera Wealth Management, LLC independent RIASingle Point Partners independent RIARIA to RIAFeb 5, 2021Mar 16, 2021 (39 d)
Robert Ernest DockendorffClaro Advisors Inc. independent RIASingle Point Partners independent RIARIA to RIADec 31, 2020Oct 13, 2020
Seth David CorkinBainco International Investors LLC otherSingle Point Partners independent RIAOtherSep 13, 2017Dec 8, 2017 (86 d)
Shaun David EricksonMariner otherSingle Point Partners independent RIAOtherJun 14, 2012Oct 1, 2012 (109 d)
Rene Antonio JarquinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSingle Point Partners independent RIAWirehouse to independent RIAApr 6, 2005May 8, 2017 (4415 d)
Page 1 of 1
8 moves match.