DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Montcalm Tcr LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicole Lynne Bilotto | RBC Capital Markets, LLC national BD | Montcalm Tcr LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2018 | Jul 5, 2018 (177 d) |
| Holly Ziegel Ruxin | Morgan Stanley wirehouse | Montcalm Tcr LLC independent RIA | Wirehouse to independent RIA | Oct 19, 2012 | Mar 23, 2023 (3807 d) |
| Kristen Elyssa Taylor | Morgan Stanley wirehouse | Montcalm Tcr LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 19, 2012 | Oct 25, 2012 |
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3 moves match.