DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Source Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Shi-Fan Huang | Morgan Stanley wirehouse | Source Financial Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 5, 2019 | Dec 19, 2019 (167 d) |
| Gerson Robert Ossers | Procyon independent RIA | Source Financial Advisors, LLC independent RIA | RIA to RIA | Jan 7, 2019 | Jun 21, 2018 |
| Justin Anthony Reckers | Pacific Wealth Management other | Source Financial Advisors, LLC other | Other | Mar 27, 2015 | Apr 30, 2015 (34 d) |
| Jonathan Michael Luskin | Wealth Analytics Partners, LLC other | Source Financial Advisors, LLC other | Other | Feb 11, 2015 | Apr 30, 2015 (78 d) |
| Michelle Marie Smith | Lebenthal Asset Management, LLC other | Source Financial Advisors, LLC no RAUM | Other | Sep 19, 2012 | Oct 1, 2012 |
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5 moves match.