DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Selective Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James L. Spickard | Ameriprise Financial Services, LLC national BD | Selective Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2022 | Mar 22, 2022 |
| Seth Mcneil Deaver | Raymond James Financial Services Advisors, Inc BD affiliated | Selective Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2021 | Aug 26, 2021 |
| Andrew John Neiderer | Montvue Capital Management, Inc. independent RIA | Selective Wealth Management, Inc. independent RIA | RIA to RIA | Jun 8, 2021 | Jun 16, 2021 |
| Christopher John Charte | Vanguard Advisers, Inc. BD affiliated | Selective Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2020 | Oct 7, 2020 |
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4 moves match.