DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mosaic Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas David PeliniMML Investors Services, LLC BD affiliatedMosaic Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2025Jun 25, 2025
Kristin Nicole Hurst-HebronIntrua Financial BD affiliatedMosaic Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2024Oct 1, 2024 (95 d)
Eloy Anthony HernandezWorthen Financial Advisors state registeredMosaic Advisors independent RIAOtherApr 10, 2024Apr 25, 2024
Michael DeeClear Prosperity unclassifiedMosaic Advisors independent RIAOtherJun 30, 2023Sep 10, 2025 (803 d)
Ana Carolina TagtmeyerAltruvista LLC independent RIAMosaic Advisors independent RIARIA to RIAJun 20, 2023Jun 29, 2023
Jon Matthew SloviskyFidelity Personal And Workplace Advisors BD affiliatedMosaic Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 26, 2023Jun 13, 2023
Erin Lee PatakMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMosaic Advisors independent RIAWirehouse to independent RIAJun 25, 2021Jul 6, 2021
Ryan Lawrence GrosskreuzSalient Capital Advisors, LLC otherMosaic Advisors independent RIAOtherNov 18, 2020Jun 17, 2022 (576 d)
Robert Charles LesliePatriot Wealth Management, Inc. independent RIAMosaic Advisors independent RIARIA to RIANov 12, 2018Apr 9, 2021 (879 d)
Genevieve Marie ZeletzAmeriprise Financial Services, LLC national BDMosaic Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 17, 2018Sep 20, 2018
Jay Lee GoldbergFsc Securities Corporation otherMosaic Advisors otherOtherMar 31, 2015Oct 12, 2012
Brandon Ross HenryFsc Securities Corporation otherMosaic Advisors otherOtherMar 31, 2015Sep 28, 2012
Carey Stuart KesnerFsc Securities Corporation otherMosaic Advisors otherOtherMar 31, 2015Sep 27, 2012
Christopher PerrasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMosaic Advisors otherOtherSep 4, 2013May 29, 2014 (267 d)
Page 1 of 1
14 moves match.